Investment Advisory Services offered through Stonebridge Financial Group, LLC, an Investment Adviser registered with the Securities and Exchange Commission. 

Are you a W2 Employee?

Your 401k might offer a brokerage window that many employees don't know about

Step 1 of 2: Watch Video (2 Minutes 18 Seconds)

Step 2 of 2: Schedule Your Complimentary Strategy Session

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The Outcome:

✓ Gain clarity and control over your retirement finances.
✓ Work toward a clearer, more structured approach to your 401(k) decisions.
✓ We review your plan's fee structure and identify strategies that may be relevant to your situation.      Results vary by individual circumstances.
✓ Position your savings with tax-efficient strategies where applicable.
✓ Organize your accounts into a simple, easy-to-understand financial plan.
✓ Develop a clearer picture of your retirement timeline based on your current savings and goals.
✓ Build a strategy aimed at generating retirement income
✓ Gain more clarity around your financial decisions. 

The result: You walk away with a clearer picture of how your retirement savings may support your goals.

Past results do not guarantee future outcomes. Investment strategies discussed may not be suitable for all investors.

Many Employees Are Unaware of All Their 401(k) Investment Options

...More importantly, what the right allocation is for them...

Core Investment Choices

Allocation: Plans typically offer 15–25 curated investment options. If you haven't made an active selection, you were likely auto-enrolled into a Target Date Fund.

✓ Target Date Fund — Automatically shifts to more conservative investments as you near retirement. A diversified, set-it-and-forget-it option.
✓Mutual Funds — Actively or passively managed pools of stocks and bonds.
✓Index Funds — Low-cost funds that track a market index like the S&P 500.
✓Money Market — A stable, low-risk option for preserving capital.
 Pre-Tax (Traditional)
Contributions reduce your taxable income today. You pay taxes when you withdraw in retirement.
Roth
Contributions are made after tax. Your money grows tax-free and qualified withdrawals are tax-free.
After-Tax
Some investors use after-tax contributions as a pathway to the Mega Backdoor Roth strategy.

Self-Directed Brokerage Account

For many plans, the brokerage window is inside your existing 401(k). It expands your investment universe from the standard 15–20 funds to thousands of stocks, ETFs, and mutual funds
Broader Investment Access
Invest in individual stocks, ETFs, bonds, and specialty funds not available in the core lineup.
Work With a Financial Advisor
The brokerage window enables a licensed advisor to manage your 401(k) investments on your behalf.
Still Inside Your 401(k)
All the same tax benefits and contribution rules apply — no extra accounts 

What is important to you is important to us...

Your Goals Drive Everything

Every decision we make is filtered through one question: Is this in the client's best interest? Our fiduciary duty is not just a legal obligation — it's the foundation of how we operate.

- Legally bound fiduciary standard
- Personalized strategies for each client
- Long-term relationships, not transactions
Tax Optimization

Reduce unnecessary tax exposure through tailored strategies including backdoor Roth conversions, proactive tax-loss harvesting, deferred compensation planning, and specialized entity structuring for practice owners. We focus on strategies tailored to those in higher tax brackets.

- Backdoor Roth & mega backdoor     strategies
- Tax-loss harvesting & gain deferral
- Entity structuring for business owners
Long Term Wealth Strategy

Develop a comprehensive roadmap encompassing disciplined asset allocation, comprehensive risk management, real estate considerations, and essential disability insurance. We integrate estate planning to manage and grow your wealth throughout your career.

- Asset allocation & risk management
- Real estate & alternative investments
- Estate planning & disability protection
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Investment Advisory Services offered through Stonebridge Financial Group, LLC, an Investment Adviser registered with the Securities and Exchange Commission. Registration with the SEC does not imply a certain level of skill or training. 

The information on this page is for educational and informational purposes only and does not constitute investment advice or a solicitation to buy or sell any security. References to specific investment strategies, tax approaches, or account types are for illustrative purposes only and may not be suitable for all investors. Individual results will vary based on personal financial circumstances, goals, risk tolerance, and market conditions. All investment strategies involve risk, including the possible loss of principal. Past performance is not indicative of future results. Nothing on this page should be construed as a guarantee of any specific outcome or profit. Please review our Form ADV Part 2 for a full description of our services, fees, and conflicts of interest before engaging in our services.